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WEALTH MANAGEMENT ADVISOR

Brian McNulty

CA License No. 0702063
CLU®, ChFC®

Brian has been in the Financial Services business for over 40 years. He holds the Series 6, 7, 24, 63, and 65 Securities Registrations. Brian graduated from Lafayette College of Easton, PA in 1978 and received his degree in Economics. In addition, he has received his advanced designations of Chartered Financial Consultant (ChFC® ) and Chartered Life Underwriter (CLU®) from the American College of Bryn Mawr, PA in 1986.

Brian is a member of several national organizations including the Society of Financial Services Professionals and the General Agents and Managers Association (GAMA). He has served as President and Board member on several community organizations.

Brian lives in Orange County, CA with Barbara, he has three daughters; Meghan, Jillian, and Caitlin. His main interests are family and golf. Brian specializes in a comprehensive approach to his financial services practice that addresses:

• Business Succession & Exit Strategies
• Investment Advisory
• Brokerage Accounts
• Qualified Retirement Plans/IRA Issues
• Charitable Gifting
• Distribution of Wealth at Death
• Insurance
• Liability Issues

Brian is also nationally known as a coach and trainer of other financial professionals who want to move their financial services practice to a higher level of service and productivity. Brian is a Registered Representative and Investment Advisor Representative with Cetera Advisor Networks LLC, member FINRA/SIPC.

Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser.
Tax & Financial Group is independent of Cetera.

WEALTH MANAGEMENT ADVISOR

Brian McNulty

CA License No. 0702063
CLU®, ChFC®

Brian has been in the Financial Services business for over 40 years. He holds the Series 6, 7, 24, 63, and 65 Securities Registrations. Brian graduated from Lafayette College of Easton, PA in 1978 and received his degree in Economics. In addition, he has received his advanced designations of Chartered Financial Consultant (ChFC® ) and Chartered Life Underwriter (CLU®) from the American College of Bryn Mawr, PA in 1986.

Brian is a member of several national organizations including the Society of Financial Services Professionals and the General Agents and Managers Association (GAMA). He has served as President and Board member on several community organizations.

Brian lives in Orange County, CA with Barbara, he has three daughters; Meghan, Jillian, and Caitlin. His main interests are family and golf. Brian specializes in a comprehensive approach to his financial services practice that addresses:

• Business Succession & Exit Strategies
• Investment Advisory
• Brokerage Accounts
• Qualified Retirement Plans/IRA Issues
• Charitable Gifting
• Distribution of Wealth at Death
• Insurance
• Liability Issues

Brian is also nationally known as a coach and trainer of other financial professionals who want to move their financial services practice to a higher level of service and productivity. Brian is a Registered Representative and Investment Advisor Representative with Cetera Advisor Networks LLC, member FINRA/SIPC.

Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser.
Tax & Financial Group is independent of Cetera.

Business Transition Strategies

Brian and his team specialize in guiding entrepreneurs, family-owned businesses, and partnerships through the complex journey of growth, change, and succession. Whether you’re planning for retirement, navigating a merger or acquisition, or preparing the next generation to take the reins, our advisors are here to provide personalized solutions tailored to your unique needs and aspirations.

Our comprehensive suite of services includes estate planning, tax optimization, and wealth preservation strategies. We empower our business clients to achieve their long-term goals with confidence through a collaborative approach. This ensures that your existing advisors are part of the process, allowing every aspect of your financial plan to be carefully tailored to your unique needs and aspirations

With a deep understanding of the challenges and opportunities inherent in business transitions, we invite you to explore how we can help you achieve your transition goals with clarity, purpose, and a commitment to better outcomes. We empower you to navigate with confidence, ensuring a seamless evolution while safeguarding your legacy for generations to come.

Explore our services and discover how we can help support your financial security, continuity, and comfort for your business.

Family Owned Businesses

We understand that managing the financial aspects of a family business can be both complex and deeply personal. Our wealth management services are tailored to support family businesses at every stage of their journey.

From strategic planning and financial analysis to investment management and risk mitigation, our team is dedicated to helping family businesses thrive and grow. Whether you’re considering a transition in ownership, planning for retirement, or preparing for the next generation to lead, our advisors are here to provide their experience, insights, guidance, and support.

Explore our services and discover how we can help support your financial security, continuity, and comfort for your family business.

Partnerships

Partnerships are the cornerstone of many successful ventures, and effectively addressing changes to that structure requires specialized expertise. Our business transition strategies are designed with experience and a deep understanding of the intricacies of partnership dynamics, offering tailored guidance to support the growth and sustainability of your partnership.

Whether you’re forming a new partnership, restructuring existing agreements, or planning for succession, our team is here to provide personalized solutions to address your specific needs and aspirations.

Explore our services and discover how we can help support your financial security, continuity, and comfort for your business partnership.

Entrepreneurs

Entrepreneurs are the foundation of our economy, driven by innovation, risk-taking, and a relentless pursuit of their vision. We understand the unique characteristics that set entrepreneurs apart and the distinct challenges they face on their journey to success. Unlike partnerships or family-run businesses, entrepreneurs operate with a spirit of independence and autonomy, fueling their ability to make bold decisions and drive rapid growth. However, what happens when it’s time to transition to the next venture?

Crafting a well-defined exit strategy early enables entrepreneurs to strategize effectively, enhance their business’s value, and ultimately achieve a successful exit when the time is right. This involves thorough market analysis, understanding prevailing conditions, monitoring industry trends, and assessing the overall health and value of the business. Our team is dedicated to supporting entrepreneurs with a well-defined plan, allowing you to focus on building value and enjoying a successful exit when the time is right.

Explore our services and discover how we can help support your financial security, continuity, and comfort for your business.

5 Transition Strategies for Business Owners

Replace Earned Income with Passive Income

As a business owner, you face unique challenges when building a financial future. This report provides insights and strategies business owners can use to avoid common mistakes and steps to take when building toward their financial goals.  Business owners are an essential component of America’s economy. In the United States, 99.7% of all firms are comprised of small businesses with 500 or fewer employees. However, business owners often spend an exorbitant amount of time and energy building their companies— which can make focusing on their personal financial future challenging.

The information in our report offers a helpful overview of what you might need to prepare for your own transition planning. From our experience, business owners who consider these strategies—and take proactive steps to plan for the future—are better able to enjoy the lives they desire.

FILL OUT THIS FORM TO RECEIVE A COPY OF THE 5 TRANSITION STRATEGIES FOR BUSINESS OWNERS


Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 20240404912 DOFU 04/2025

Team

Make a Life

With Us.

Our advisor’s commitment to developing your financial
strategy is at the forefront of everything we do.

Contact Us

Make a Life

With Us.

Our advisor’s commitment to developing
your financial strategy is at the forefront of everything we do.

Contact Us

Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 4001 MacArthur Blvd., 3rd Floor, Newport Beach, CA 92660. For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Advisor Networks LLC nor any of its representatives may give legal or tax advice.

This site is published for residents of the United States only. Registered Representatives of Cetera Advisor Networks LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative listed. For additional information please contact the representative(s) listed on the site, or visit Cetera Advisor Networks LLC site at www.ceteraadvisornetworks.com. Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services. Please note: The charitable entities and/or fundraising opportunities described herein are not endorsed by, or affiliated with Cetera Advisor Networks or its affiliates. Our philanthropic interests are personal to us and are not reviewed, sponsored, or approved by Cetera.

Important Disclosures
Business Continuity

Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 4001 MacArthur Blvd., 3rd Floor, Newport Beach, CA 92660. For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Advisor Networks LLC nor any of its representatives may give legal or tax advice.

This site is published for residents of the United States only. Registered Representatives of Cetera Advisor Networks LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative listed. For additional information please contact the representative(s) listed on the site, or visit Cetera Advisor Networks LLC site at www.ceteraadvisornetworks.com. Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services. Please note: The charitable entities and/or fundraising opportunities described herein are not endorsed by, or affiliated with Cetera Advisor Networks or its affiliates. Our philanthropic interests are personal to us and are not reviewed, sponsored, or approved by Cetera.

Important Disclosures
Business Continuity