Founded in 1970 with the goal of assisting our clients in every aspect of their financial lives.
Your Financial
Advocate
Your Financial
Advocate
Founded in 1970 with the goal of assisting our clients in every aspect of their financial lives.
OUR PHILOSOPHY
This is Personal. At TFG, we take the time to know our clients and understand their goals, needs, and concerns.
This allows us to provide tailored solutions so that our clients can use their financial and personal resources to enhance the lives of their families, to ensure the success of their businesses, and to strengthen their communities for generations to come.
OUR PHILOSOPHY
This is Personal. At TFG, we take the time to know our clients and understand their goals, needs, and concerns.
This allows us to provide tailored solutions so that our clients can use their financial and personal resources to enhance the lives of their families, to ensure the success of their businesses, and to strengthen their communities for generations to come.
Industry Expertise
TFG is comprised of over 100 associates dedicated to assisting a successful clientele with the creation, management and preservation of wealth and retains multiple professionals trained in several areas of specialty. Our team maintains a vigorous continuing education program to keep current on financial products, tax laws, advanced strategies, and other legislation that can impact our clients.
Amongst our associates
you will find:
Certified Financial Analysts (CFA®)
Juris Doctorate (JD)
Certified Financial Planner® Practitioners (CFP®)
Retirement Income Certified Professionals ® (RICP®)
Accredited Investment Fiduciaries (AIF®)
Chartered Financial Consultants® (ChFC®)
Certified Fund Specialists (CFS)
Certified in Long Term Care professionals (CLTC)
Chartered Life Underwriters (CLU®)
Investment Advisor Representatives
Certified Public Accountants (CPAʼs)
Our Approach
The following principles are at the heart of our approach to financial services:
Personal Relationships
We take pride in getting to know your values and goals as well as the people and causes most important to you.
In-house Expertise
Our team is well-versed in advanced planning techniques to handle complex financial situations.
Bespoke White Glove Solutions
Every financial situation is unique. We develop personalized strategies tailored to your specific needs.
One of Us
We can relate to the concerns and opportunities along the way to financial wellness.
Comprehensive
There are many aspects that impact your financial strategy. We take a holistic view of the areas that affect your wealth and your objectives.
Action Focused
As your Financial Professionals, we will do everything in our power to keep you focused on where you want to go and advise you on how to get there.
Our History
TFG was founded over 50 years ago, initially with the principle of helping the professional community enhance their financial security. Over the years, TFG has evolved to include some of the most talented financial professionals in the industry. We have been here through market volatility, economic downturn, and global uncertainty and we look forward to the opportunity to create a positive impact on your financial future.
1970
TFG is Founded
TFG focused specifically on the professional community including physicians and dentists. Scope of services initially included risk management solutions through life insurance and disability income protection
1985
TFG Launches Comprehensive
Financial Planning
1986
TFG Receives GAMA International
Master Agency Award
This honor is only given to 250 firms in the industry. As of 2020, TFG has received this award annually.
1991
TFG Launches Investment
Advisory Services
1995
TFG Starts “We Care for Kids, Inc.”
This 501c3 organization benefits the children of Make-A-Wish Orange County and the Inland Empire
2001
TFG creates CIA Brokerage office
2002
TFG Opens New Location
in Honolulu, HI
2005
TFG Expands into Colorado
TFG Adds Business Strategies Services
2010
TFG Texas Office Opens
2013
TFG is recognized as a Top Workplace in
the Orange County Register.
2018
TFG associates are in over 50 business
associations throughout the community
2022
TFG announces Grand Opening of
San Diego, CA Office
Orange County Business Journal Recognizes
TFG with Family-Owned Business Award
Our History
TFG was founded over 50 years ago, initially with the principle of helping the professional community enhance their financial security. Over the years, TFG has evolved to include some of the most talented financial professionals in the industry. We have been here through market volatility, economic downturn, and global uncertainty and we look forward to the opportunity to create a positive impact on your financial future.
1970
TFG is Founded
TFG focused specifically on the professional community including physicians and dentists. Scope of services initially included risk management solutions through life insurance and disability income protection
1985
TFG Launches Comprehensive
Financial Planning
1986
TFG Receives GAMA International
Master Agency Award
This honor is only given to 250 firms in the industry. As of 2020, TFG has received this award annually.
1991
TFG Launches Investment
Advisory Services
1995
TFG Starts “We Care for Kids, Inc.”
This 501c3 organization benefits the children of Make-A-Wish Orange County and the Inland Empire
2001
TFG creates CIA Brokerage office
2002
TFG Opens New Location
in Honolulu, HI
2005
TFG Expands into Colorado
TFG Adds Business Strategies Services
2010
TFG Texas Office Opens
2013
TFG is recognized as a Top Workplace in the Orange County Register.
2018
TFG associates are in over 50 business associations throughout the community
2022
TFG announces Grand Opening of San Diego, CA Office
Orange County Business Journal Recognizes TFG with Family-Owned Business Award
Giving Back
TFG associates are proud to serve the community we work in.
Harvest Bank
TFG team supporting the Second Harvest Food Bank Walk to Feed Orange County.
Make a Wish
Supporting Make A Wish runs deep within our company culture. We have helped Make A Wish grant over 300 wishes.
Giving Back
TFG associates are proud to serve the community we work in.
Harvest Bank
TFG team supporting the Second Harvest Food Bank Walk to Feed Orange County.
Make a Wish
Supporting Make A Wish runs deep within our company culture. We have helped Make A Wish grant over 300 wishes.
Resources & Insights
Resources & Insights
Make a Life
With Us.
Looking for a financial services firm that can help
build and protect your legacy?
Make a Life
With Us.
Looking for a financial services firm that can help build and protect your legacy?
© 2023 Tax & Financial Group All Rights Reserved
* GAMA International Master Agency Award presented by GAMA/FINSECA. The Master Agency award is one of five awards comprising the Leadership Awards panel, awarded annually by FINSECA to eligible firms around the nation. FINSECA is an international nonprofit that collaborates with key policymakers throughout the nation to create an environment in which the financial well-being of individuals, families, and businesses is protected from foreseen and unforeseen events. The Leadership Awards honor agency leadership and individual leaders whose passion, talent and expertise make the greatest contributions to the financial security profession. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client. No compensation was provided directly or indirectly by the recipient for participation or in connection with obtaining or using the third-party rating or award.
**2013 Top Workplaces business ranking presented by Orange County Register is nomination based and recognizes 100 companies and organizations in Orange County as top workplaces. Top Workplaces is based on employee feedback results captured by the Energage Workplace Survey. The research-backed engagement survey is driven by the industry’s most robust benchmarks built on data captured from tens of millions of employees at thousands of organizations across the past 17 years. Organizations must achieve a 35% response rate to be considered for a Top Workplaces award. For those with fewer than 85 employees, a minimum of 30 survey responses is required. Participating organizations are categorized into size bands, from small to large or extra-large. The Workplace Survey results identify the companies that meet the Top Workplaces threshold. A proprietary approach that combines the wealth of data collected and industry-leading benchmarks to ensure winners represent culture greatness. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client. No compensation was provided directly or indirectly by the recipient for participation or in connection with obtaining or using the third-party rating or award.
***2022 Family-Owned Business Award presented by Orange County Business Journal. The nomination process begins with nominees completing an application and submitting to the Orange County Business Journal for review. The Orange County Business Journal Committee will interview candidates. Award Winners are recognized as Orange County based family-owned firms that have distinguished themselves via their business accomplishments and contributions to the local community. To qualify, the advisor’s firm must have at least two family members actively involved in running the business, provide consent to participate in the awards program, provide descriptions of business accomplishments that illustrate the company as award-worthy, and provide descriptions of the family’s professional and community involvement. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client. No compensation was provided directly or indirectly by the recipient for participation or in connection with obtaining or using the third-party rating or award.
Securities offered through Cetera Wealth Services, LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 4695 MacArthur Court, 10ᵗʰ Floor Newport Beach, CA 92660 – (949) 223-8100. For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Wealth Services, LLC nor any of its representatives may give legal or tax advice. All investing involves risk, including the possible loss of principal. There is no assurance that any investment strategy will be successful.
This site is published for residents of the United States only. Registered Representatives of Cetera Wealth Services, LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative listed. For additional information please contact the representative(s) listed on the site, or visit Cetera Wealth Services, LLC site www.ceterawealthservices.com . Please note: The charitable entities and/or fundraising opportunities described herein are not endorsed by, or affiliated with Cetera Wealth Services, LLC or its affiliates. Our philanthropic interests are personal to us and are not reviewed, sponsored, or approved by Cetera.
* GAMA International Master Agency Award presented by GAMA/FINSECA. The Master Agency award is one of five awards comprising the Leadership Awards panel, awarded annually by FINSECA to eligible firms around the nation. FINSECA is an international nonprofit that collaborates with key policymakers throughout the nation to create an environment in which the financial well-being of individuals, families, and businesses is protected from foreseen and unforeseen events. The Leadership Awards honor agency leadership and individual leaders whose passion, talent and expertise make the greatest contributions to the financial security profession. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client. No compensation was provided directly or indirectly by the recipient for participation or in connection with obtaining or using the third-party rating or award.
**2013 Top Workplaces business ranking presented by Orange County Register is nomination based and recognizes 100 companies and organizations in Orange County as top workplaces. Top Workplaces is based on employee feedback results captured by the Energage Workplace Survey. The research-backed engagement survey is driven by the industry’s most robust benchmarks built on data captured from tens of millions of employees at thousands of organizations across the past 17 years. Organizations must achieve a 35% response rate to be considered for a Top Workplaces award. For those with fewer than 85 employees, a minimum of 30 survey responses is required. Participating organizations are categorized into size bands, from small to large or extra-large. The Workplace Survey results identify the companies that meet the Top Workplaces threshold. A proprietary approach that combines the wealth of data collected and industry-leading benchmarks to ensure winners represent culture greatness. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client. No compensation was provided directly or indirectly by the recipient for participation or in connection with obtaining or using the third-party rating or award.
***2022 Family-Owned Business Award presented by Orange County Business Journal. The nomination process begins with nominees completing an application and submitting to the Orange County Business Journal for review. The Orange County Business Journal Committee will interview candidates. Award Winners are recognized as Orange County based family-owned firms that have distinguished themselves via their business accomplishments and contributions to the local community. To qualify, the advisor’s firm must have at least two family members actively involved in running the business, provide consent to participate in the awards program, provide descriptions of business accomplishments that illustrate the company as award-worthy, and provide descriptions of the family’s professional and community involvement. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client. No compensation was provided directly or indirectly by the recipient for participation or in connection with obtaining or using the third-party rating or award.
Securities offered through Cetera Wealth Services, LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 4695 MacArthur Court, 10ᵗʰ Floor Newport Beach, CA 92660 – (949) 223-8100. For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Wealth Services, LLC nor any of its representatives may give legal or tax advice. All investing involves risk, including the possible loss of principal. There is no assurance that any investment strategy will be successful.
This site is published for residents of the United States only. Registered Representatives of Cetera Wealth Services, LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative listed. For additional information please contact the representative(s) listed on the site, or visit Cetera Wealth Services, LLC site www.ceterawealthservices.com . Please note: The charitable entities and/or fundraising opportunities described herein are not endorsed by, or affiliated with Cetera Wealth Services, LLC or its affiliates. Our philanthropic interests are personal to us and are not reviewed, sponsored, or approved by Cetera.