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CHIEF EXECUTIVE OFFICER

Sean McCloskey

CA Insurance License No. 0G71815
CPA (inactive), ABV®

Sean McCloskey* is CEO of Tax & Financial Group, where he advises business owners on significant financial decisions affecting their companies and personal wealth. His work often involves helping owners evaluate opportunities, plan for growth, and navigate major transitions such as ownership changes, liquidity events, and succession.

Sean began his career with Ernst & Young in Los Angeles and later built a career in New York spanning investment banking, private equity, and venture capital. During this time, he worked as an investment banker with Lehman Brothers. Sean later continued his work in these areas in California.

Over the course of his career, Sean has advised clients on mergers and acquisitions, business succession planning, tax planning, ESOPs, private placements, IPOs, recapitalizations, spin-offs, and other complex transactions.

Sean also led a business valuation firm for twelve years where he performed hundreds of valuations and served as an expert witness. Sean holds Series 7, Series 24, and Series 66 registrations and is a member of the AICPA. He earned his MBA with an emphasis in Finance from the Wharton School at the University of Pennsylvania and his bachelor’s degree in Accounting from the University of Southern California. Sean and his wife Shari live in Newport Beach with their two sons, Ryan and Cooper.

*Registered Representative of Cetera Wealth Services, LLC, member FINRA/SIPC. Cetera is under separate ownership from any other named entity. For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Wealth Services, LLC nor any of its representatives may give legal or tax advice. Securities offered through Cetera Wealth Services, LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 20260305733 DOFU 03/2026

CHIEF EXECUTIVE OFFICER

Sean McCloskey

CA Insurance License No. 0G71815
CPA (inactive), ABV®

Sean McCloskey* is CEO of Tax & Financial Group, where he advises business owners on significant financial decisions affecting their companies and personal wealth. His work often involves helping owners evaluate opportunities, plan for growth, and navigate major transitions such as ownership changes, liquidity events, and succession.

Sean began his career with Ernst & Young in Los Angeles and later built a career in New York spanning investment banking, private equity, and venture capital. During this time, he worked as an investment banker with Lehman Brothers. Sean later continued his work in these areas in California.

Over the course of his career, Sean has advised clients on mergers and acquisitions, business succession planning, tax planning, ESOPs, private placements, IPOs, recapitalizations, spin-offs, and other complex transactions.

Sean also led a business valuation firm for twelve years where he performed hundreds of valuations and served as an expert witness. Sean holds Series 7, Series 24, and Series 66 registrations and is a member of the AICPA. He earned his MBA with an emphasis in Finance from the Wharton School at the University of Pennsylvania and his bachelor’s degree in Accounting from the University of Southern California. Sean and his wife Shari live in Newport Beach with their two sons, Ryan and Cooper.

*Registered Representative of Cetera Wealth Services, LLC, member FINRA/SIPC. Cetera is under separate ownership from any other named entity.
For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Wealth Services, LLC nor any of its representatives may give legal or tax advice.
Securities offered through Cetera Wealth Services, LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser.
Tax & Financial Group is independent of Cetera. 20260305733 DOFU 03/2026

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Our advisor’s commitment to developing your financial
strategy is at the forefront of everything we do.

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Make a Life

With Us.

Our advisor’s commitment to developing
your financial strategy is at the forefront of everything we do.

Contact Us

Securities offered through Cetera Wealth Services, LLC(doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 4695 MacArthur Court, 10ᵗʰ Floor Newport Beach, CA 92660 – (949) 223-8100. For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Wealth Services, LLC nor any of its representatives may give legal or tax advice. All investing involves risk, including the possible loss of principal. There is no assurance that any investment strategy will be successful.

This site is published for residents of the United States only. Registered Representatives of Cetera Wealth Services, LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative listed. For additional information please contact the representative(s) listed on the site, or visit Cetera Wealth Services, LLC site at www.ceterawealthservices.com. Please note: The charitable entities and/or fundraising opportunities described herein are not endorsed by, or affiliated with Cetera Wealth Services, LLC or its affiliates. Our philanthropic interests are personal to us and are not reviewed, sponsored, or approved by Cetera.

Important Information and Form CRS
Business Continuity

Securities offered through Cetera Wealth Services, LLC(doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Tax & Financial Group is independent of Cetera. 4695 MacArthur Court, 10ᵗʰ Floor Newport Beach, CA 92660 – (949) 223-8100. For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Wealth Services, LLC nor any of its representatives may give legal or tax advice. All investing involves risk, including the possible loss of principal. There is no assurance that any investment strategy will be successful.

This site is published for residents of the United States only. Registered Representatives of Cetera Wealth Services, LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative listed. For additional information please contact the representative(s) listed on the site, or visit Cetera Wealth Services, LLC site at www.ceterawealthservices.com. Please note: The charitable entities and/or fundraising opportunities described herein are not endorsed by, or affiliated with Cetera Wealth Services, LLC or its affiliates. Our philanthropic interests are personal to us and are not reviewed, sponsored, or approved by Cetera.

Important Information and Form CRS
Business Continuity