A View From Inside TFG

About Tax & Financial Group (TFG)

Founded nearly 50 years ago, Tax & Financial Group is headquartered in beautiful Newport Beach, California with additional offices throughout Southern California and a presence in Hawaii, Texas, and Colorado. Our 120+ Advisors and team members have obtained recognizable certifications and degrees including CFP®, CFA, CPA, CLU®, ChFC®, LLM, CLTC, ABV, RICP, WMCP, JD, MBA. Independently owned and operated, our firm consists of experts on topics such as Financial Planning, Insurance, Investments, Long-term Care, Business Succession, Exit Planning, and more.

Is a Career as a TFG Financial Professional Right for You?

If you are a highly-motivated individual and see yourself thriving in a career that offers flexibility, independence, and impact, financial services could be for you. At Tax & Financial Group our financial professionals are given the training, resources, and support they need to build their practice from the ground up. You have control over your business while having access to some of the sharpest minds in the financial services industry.

As a Financial Professional, you can:

  • Work in one of today's top-rated careers.1
  • Help clients reach their financial goals by creating personalized financial strategies built on their unique needs and goals
  • Build relationships – succeed as a people person, and focus on a career centered on growing your network and building relationships
  • Own your own business
  • Apply your financial knowledge and expertise
  • Have the potential to earn unlimited income

This Unique Career Opportunity offers:

Impact – Make a difference in the lives of others, and feel that your work matters.

Independence – Make time for the important things and have flexibility in what you do.

Income – While not the most important, money matters, and this career offers the opportunity to earn unlimited income.

Financial professionals are among the nation's best paid occupations, with median annual earnings that rank above accountants, teachers, realtors, and others, according to the U.S. Department of Labor.2

A degree in finance is not a requirement—the requirements we do ask of you include being coachable, goal-oriented, hardworking and passionate about helping others achieve success. We will help you learn and grow as you enhance your practice.

Some of the tasks and duties our financial advisors uphold:

  • Obtaining licenses and registrations to support their careers
  • Being mentored by senior financial advisors and specialists
    • On average our Mentors have been with TFG for 17.5 years
  • Continuing their education and professional development if they choose3
  • Meeting and collaborating with professional colleagues to build practices and partnerships
  • Becoming an expert in the products and services they provide
  • Growing their presence in the financial industry

At Tax & Financial Group, our client's financial security is top priority. We carefully craft a quality financial strategy that works for our clients and their loved ones. It is our responsibility to be there for them and help keep them well-prepared for whatever challenges life may bring.

Whether you are a college student, a career changer, or an experienced financial advisor looking to make a change, a financial career at Tax & Financial Group could be the right path for you.

The Tax & Financial Group Advantage

Tax & Financial Group will help you maximize your client relationships by providing in-house resources that include:

  • Financial Planning Department
  • Investment Advisory Department
  • Insurance Department
  • Marketing Department
  • Training Department
  • Employee benefits department
  • Compliance Department
  • Valuable technology and timely IT support
  • Customized marketing tools and seminars
  • One-on-One Mentoring and Guidance from a Senior Advisor

Guidance from a Senior Advisor

TFG has a strong culture of coaching and encourages advisors to learn from each other. As a new associate, you will be able to benefit from the wisdom of a senior advisor who can team up with you and give you advice based on their experiences.

Gain Impact by Spending More Time with Clients

Our open architecture means you can focus on your clients' individual needs. We offer assistance with marketing, financial strategies, business succession strategies and investment management.

Local Ownership with Access to Tax & Financial Group's Resources

Each financial professional has the opportunity to own and establish their own practice. With TFG you have the chance to work independently while having constant access to all of the dedicated support, resources, and history of a larger firm.

Defined Goals Backed by Strong Relationships

Tax & Financial Group does business with Securian Financial Services, Inc. which is a part of Securian Financial Group, Inc.(Securian Financial) a Fortune 500 company4 and is among the most highly rated insurance company groups in the nation.5 Securian Financial Services serves the needs of highly productive advisors by working with locally owned firms like Tax & Financial Group. Together we deliver a combination of a strong company culture with the capabilities of an independent broker-dealer.

Access to a Broad Range of Wealth Management Products and Services

As we are an independent organization, our financial professionals are not tied down to one line of products to offer to your clients. TFG offers a broad range of products and services that allow you to make your recommendation based on what is best-suited for the client.

Competitive Compensation, Benefits and Recognition

We offer benefits such as 401(k), medical, dental, group life and much more. Our financial professionals also have many opportunities to attend various recognition conferences and events throughout the year based on performance.

Interested in joining our firm?

We are always looking for individuals to join the TFG family. If you are interested in becoming a financial advisor, Tax & Financial Group has an opportunity for you to make an impact.


Tax & Financial Group is growing! Apply below:

 Link to Job on LinkedIn: https://www.linkedin.com/jobs/view/253815683/?capColoOverride=true

1 http://www.bls.gov/ooh/business-and-financial/home.html

2 http://money.usnews.com/careers/best-jobs/financial-adviser

3 For advisors that have been with our company for over one year and meet additional requirements, TFG and Securian Financial will reimburse for professional designations. 

4 Securian Financial Group Inc. is a 2020 Fortune 500 company. 

For more information about the rating agencies and to see where our ratings rank compared to other ratings, please see our website at securian.com/ratings. Ratings for financial strength and claims-paying ability are important; however they are not reflective of the performance of any registered securities or variable subaccounts. All ratings information as of March 7, 2018. Securian Financial Group, Inc., is a part of an insurance company holding group. These ratings are assigned to the following Securian Financial Group member companies: Minnesota Life Insurance Company and Securian Life Insurance Company.

Securian Financial is the marketing name for Securian Financial Group, Inc., and its affiliates.  Minnesota Life Insurance Company and Securian Life Insurance Company.

4001 MacArthur Blvd., 3rd Floor, Newport Beach, CA 92660 b) Standard Disclosure: Securities and Investment Advisory Services offered through Securian Financial Services, Inc. Member FINRA/SIPC & A Registered Investment Advisor. TFG is independently owned and operated.