Our Firm

Tax and Financial Group (TFG) is a leading financial services firm headquartered in Newport Beach, California. Established in 1970, TFG has offices in Orange and San Diego Counties, Honolulu, and Seattle.
 
TFG is comprised of over 120 individuals dedicated to assisting a successful clientele with the creation, management, and preservation of wealth. We bring expertise in: 

  • Exit strategies. Finding ways to tax-efficiently transfer a business to partners, family members, or key employees.
  • Employee stock ownership plans. A well-structured plan deepens employee buy-in and commitment.
  • Business transfers. 
  • Employee retention programs. Growing and keeping the business’ intellectual capital.
  • Executive compensation strategies. Well-executed strategies for rewarding success can bring more of it.
  • Strategic estate planning. Preserving wealth as values.
  • Employee benefits.  Getting maximum value out of benefits for the employees and the business.
TFG retains multiple experts in several areas of specialty. Each has maintained a vigorous continuing education program to keep current on financial products, tax laws, advanced strategies, and legislation that can impact our clients. Among our staff and consultants you will find:

  • Investment Advisor Representatives
  • Certified Financial Planners™ (CFP®)
  • Chartered Financial Consultants (ChFC®)
  • Chartered Life Underwriters (CLU®)
  • Certified Public Accountants (CPA)
  • Masters of Business Administration (MBA)
Moreover, TFG brings together the best resources inside and outside our firm for the client’s benefit. We orchestrate resources within our firm and collaborate with a client’s external advisors, attorneys, and counselors. We eliminate walls and barriers that could otherwise get in the way of fully addressing the client’s needs.
 
Our core values include:

  • Trust. We serve the long-term interests of our clients, providing them with financial security and lasting value. We will be here when they need us.
  • Strength. We maintain unquestioned financial integrity and strength.  To provide security for others, we must be strong.
  • Integrity. We keep our promises. In all our activities, we adhere to the highest standards of ethical conduct.
  • Quality. We fulfill clients’ needs responsively and efficiently, with products of value and superior service. We avoid fads and gimmicks.
  • Respect. We treat people with respect, and value diversity. Together we are better.
  • Community. We service our community responsibly through philanthropy and volunteerism.

TFG is actively involved in supporting local community projects and charities. Now in its 13th year, the TFG "We Care for Kids, Inc" Golf Tournament has generated over $1,000,000 in support exclusively on behalf of Make-A-Wish Foundation® of Orange County and the Inland Empire.

Make-A-Wish Foundation® grants the wishes of children with life-threatening medical conditions to enrich the human experience with hope, strength, and joy. Born in 1980 when a group of caring individuals helped a young boy fulfill his dream of becoming a police officer, the Foundation is now the largest wish-granting charity in the world, with 74 chapters in the U.S. and its territories and 28 international affiliates on five continents. In 2005, the national organization celebrated “25 Years Making Dreams Come True.”